Compliance Declaration

Compliance Declaration

Sumisho Realty Management Co., Ltd. (“SRM”), as a financial instruments business operator, profoundly recognizes its significant responsibility to maintain the fairness and transparency of financial markets. Furthermore, in order to meet the trust placed in SRM by all stakeholders including investors, SRM positions thorough compliance as its most critical management goal. Therefore, SRM hereby establishes a “Compliance Declaration,” to which all officers and employees shall adhere.

1. We will comply with all applicable laws, regulations and rules, including the Financial Instruments and Exchange Act.
2. We will always faithfully perform our fiduciary duties to our investors and will give top priority to their interests.
3. We will ensure fair and transparent decision-making and will practice sound business operations.
4. We will enhance our expertise as a financial instruments business professional and will maintain a high level of ethics in order to fulfill our social responsibilities.
5. We will aim to enhance sustainable and long-term business value and will promote the continuous improvement of our system for compliance with laws and regulations.