Policy for Soliciting Sale of Financial Products
The following are policies for the sale and solicitation of investments in real estate-related financial products; these policies apply to the services we provide, such as selling or brokering beneficial interests in real estate trusts according to Article 9 (Formulation of Solicitation Policies) of the Act on Sales of Financial Products or entering into an anonymous partnership contract stipulated in Article 535 of the Commercial Code for the Purpose of Investment in Beneficial Interest in Real Estate Trust.
Basic Policies for Solicitation
- ・We seek to solicit investments in appropriate products considering the customer’s knowledge, investment experience, asset conditions, and purposes for entering into contracts concerning the sale of such financial products.
- ・We seek to provide adequate explanations that include the details of products and the risks for the customer, who is responsible for decisions regarding transactions.
- ・We will not provide judgmental, false, or misleading information to solicit investments.
- ・We will not solicit door-to-door, over the phone, nor during hours or in places inconvenient for the customer.
- ・We seek to observe laws and regulations and ensure that proper services are provided.
- ・We seek to avoid misleading explanations and information.
Other Related Matters
- ・We seek to ensure that our employees abide by these policies, acquire additional knowledge, and improve their skills with regard to the products for proper solicitations.
- ・We seek to respond properly to customer inquiries about our sales and solicitations.
